Experienced attorneys helping investors nationwide to recover investment losses.

Investor Alert – Mark Kolta and National Securities Corporation

Investor Alert – Mark Kolta and National Securities Corporation

Stockbroker Mark Kolta is involved in legal disputes with at least eight former customers who allege that Kolta committed sales practice violations which resulted in aggregate damages of more than $1.3 million. The claims against Kolta include claims for unsuitable investment recommendations, breach of fiduciary duty, unauthorized trading, and misrepresentations. The alleged misconduct…

Secondary Liability of Agents, Employees, Managers and Executive Officers Under State Securities Laws

Secondary Liability of Agents, Employees, Managers and Executive Officers Under State Securities Laws

The securities laws in most States, including States that have adopted the Uniform Securities Act (2002) (“USA”), provide for civil causes of action against the agents, employees, managers, and executive officers of primary violators of the securities laws. This type of liability is often referred to as secondary liability. The Liability of…