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Investor Alert – Lewis Stein and Newbridge Securities Corporation

Investor Alert – Lewis Stein and Newbridge Securities Corporation

Financial adviser Lewis Stein of Boca Raton, Florida is involved in a legal dispute with a former customer who alleges that Mr. Stein recommended unsuitable investments. The customer also alleges “breach of fiduciary duty, misrepresentation, [and] negligence.” The customer is seeking $100,000 in damages. The conduct that is the subject…

Investor Alert – Ruben Rodriguez-Dominguiz and UBS Financial Services

Investor Alert – Ruben Rodriguez-Dominguiz and UBS Financial Services

Financial adviser Ruben Rodriguez-Dominguez, formerly of UBS Financial Services in Guaynabo, Puerto Rico and Investacorp, Inc. in San Juan, Puerto Rico, is involved in legal disputes with at least four customers who allege that Mr. Rodriguez-Dominguez over-concentrated their investment portfolios in unsuitable Puerto Rico bond funds. The customers are seeking…

Investor Alert – Kimberly Sredich and American Portfolios Financial Services

Investor Alert – Kimberly Sredich and American Portfolios Financial Services

Kimberly Sredich, a former sales assistant for securities brokerage firm American Portfolios Financial Services and financial advisory firm Worklife Wealth Management, has been indicated on charges of wire and mail fraud in connection with an alleged scheme to misappropriate customer funds. Most of the customers she targeted were elderly people, ranging from 67 to 91…