Investor Alert – Kinan Nimeh

Investor Alert – Kinan Nimeh

Last week, Stock broker Kinan Nimeh (CRD No. 4438900) was suspended by the Financial Industry Regulatory Authority for alleged sales practice violations. Nimeh allegedly recommended unsuitable transactions in leveraged Exchange Traded Funds in the accounts of 29 customers in violation of FINRA Rule 2111(a), which provides that “[a] member or an associated…

Investor Alert – Thomas S. Murray, Jr., Park Avenue Securities, and FSC Securities Corporation

Investor Alert – Thomas S. Murray, Jr., Park Avenue Securities, and FSC Securities Corporation

Investor rights attorneys at Mika Meyers, PLC are investigating possible sales practice violations by stock broker Thomas Murray Jr. of Rye Brook, New York relating to sales of Master Limited Partnerships and other high-risk energy investments and excessive concentration of client portfolios in the energy sector. Mr. Murray is currently registered with the brokerage…