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A group of investors represented by Mika Meyers, PLC have filed a complaint against Merrill Lynch alleging that Merrill Lynch advisor, Thomas Braley, unilaterally liquidated their safe, blue-chip investments and used the proceeds to concentrate their accounts in a handful of speculative energy- and industrial-sector stocks and Master Limited Partnerships.…
Mika Meyers PLC has initiated FINRA arbitration proceedings against Regal Securities, Inc. (CRD #7297, Glenview, Illinois) on behalf of a group of investors who suffered millions in losses as a result of holding long-term positions in non-traditional ETFs. The investors allege that Regal’s recommendation of leveraged and inverse leveraged ETFs as…