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Stock broker and investment advisor William Kerry Harrison of Boca Raton, Florida is involved in a legal dispute with a customer who alleges that Harrison committed fraud, breach of fiduciary duty, and negligence. The customer is seeking approximately $100,000 in damages. At all relevant times, Harrison was a registered representative of the…
Stock broker Kyle Jeffrey Thompson, formerly of TD Ameritrade in Birmingham, Michigan, is involved in a legal dispute with a customer who alleges that Thompson recommended unsuitable investments to her in July 2015. The customer is seeking more than $200,000 in damages. Suitability Stock brokers have a duty to recommend…
Financial advisor Bradley Clyde Fischer of LPL Financial in Troy, Michigan is involved in a legal dispute with a customer who alleges that Fischer recommended unsuitable investments in real estate investment trusts (REITs). The customer is seeking to recover $450,000. Fischer was involved in a similar customer dispute back in 2011.…
Stock broker and investment advisor Daniel Louis Girdler of Merrill Lynch in Bloomfield Hills, Michigan has been involved in two customer disputes in 2018. One of the customers alleges that Girdler recommended unsuitable investments, while the other alleges that Girdler made material misrepresentations. According to Brokercheck, Merrill Lynch denied the claims. Suitability…