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DONALD WOODS (CRD: #727894) Early this month, Donald Woods, a former representative affiliated LPL Financial (“LPL”) in Kentucky, was fined $10,000 and suspended by FINRA for 6 months for inflating the net worth of customers on firm documents. Woods became registered as a general securities representative through LPL in July…
Dozens of West Michigan investors are reported to be among the victims of a fraudulent scheme perpetrated by Jumar Management, LLC (“Jumar”), an investment-management firm owned and controlled by Kalamazoo native and Upjohn heir Bo Parfet. The alleged fraud pertains to various investment funds managed by Jumar, including Longs Peak Capital Partners, LLC;…