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Financial advisor John Matson of Manhattan Beach, California, was recently barred from the securities brokerage industry for failing to cooperate with a regulatory investigation into allegations that he committed sales practice violations. The investigation reportedly related to allegations that Matson had issued a promissory note to an 80-year old customer and ceased making the required…
Financial advisor Leonid Yurovsky has been suspended from the securities brokerage industry for 5 months by industry self-regulator FINRA after an investigation led to findings that Yurovsky excessively and unsuitably traded two customer accounts. Yurovsky has been associated with the brokerage firm Joseph Stone Capital since 2016. According to FINRA, Yurovsky…