About The Author

The primary contributor to this blog is Daniel J. Broxup. Dan is a leading securities arbitration and litigation attorney. He represents investors in his home state of Michigan, throughout the Midwest, and on both coasts. Dan is a member of the Public Investors Arbitration Bar Association (PIABA) and a Co-Director of Michigan State University’s Investor Advocacy Clinic. He regularly speaks and writes about legal issues affecting investors and the investment industry. In addition to being an attorney, Dan has passed Level 1 of the Chartered Financial Analyst (CFA) examination series.

Dan’s practice includes the representation of clients in litigation and arbitration involving the following types of claims:

• Negligence
• Breach of Contract
• Fraud
• Conversion
Suitability
Breach of Fiduciary Duty
Excessive Concentration
Selling Away
Churning
• Reverse Churning
Unauthorized Trading
Ponzi Schemes
Securities Fraud
• Violations of the Uniform Securities Act of 2002
• Violations of the Securities and Exchange Act of 1934
• Class Actions
Employment-Related Claims
• Breach of Non-Solicitation Agreement
• Breach of Non-Competition Agreement
• Misappropriation of Trade Secrets
• Violations of the Uniform Trade Secrets Act (UTSA)
• Shareholder Oppression
• Fraudulent Transfers
• Violations of the Uniform Fraudulent Transfer Act (UFTA)
• Bankruptcy Avoidance Claims
• Bankruptcy Nondischargeability Claims

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