Main office: (616) 632-8000

Toll-free: (888) 607-4819

Case Results & Testimonials

Sample case results are listed below.
  • $100+ million judgment in commodity case
  • $81 million judgment in Ponzi scheme case 
  • $32 million settlement in fraudulent transfer case
  • $2.85 million state-court judgment for conversion
  • $1.14 million award in case involving complex investment
  • $1 million award in aiding and abetting fraud case 
  • Recovery of $800,000 for retired lawyer in suitability case
  • $750,000 recovery on Securities Exchange Act claims
  • $635,000 federal court judgment in property fraud case
  • FINRA Arbitration award of $540,000 in suitability case
  • $512,000 judgment for violations of Uniform Securities Act
  • Recovery of $430,000 in private placement suitability case 
  • Recovery of $325,000 in suitability case
  • Recovery of $325,000 for lottery winner in selling away case
  • Recovery of $300,000 for retired judge in churning case 
  • Recovery of $260,000 in selling away case
  • FINRA Arbitration award of $250,000 in concentration case 


John Hollenbeck
Dan Broxup represented us in a FINRA case which took a year and a half and was very involved. We have never been involved with anything like this but Dan handled it very well, kept us informed, and continually explained the process in terms that were easily understood. Dan’s understanding of the process was excellent and his advice and recommendations to us were always appropriate. Dan communicated very well by phone, e-mail, and personal meetings. His knowledge of securities law was excellent. We were very comfortable with Dan and he did a great job of keeping our stress levels low in some very stressful situations while going thru Mediation and Arbitration.
Susan Woodhouse
Daniel Broxup was a lifesaver for my family. Brokers have no problems finding attorneys, but the general public has no one. Mr. Broxup and his team were wonderful helping me in the FINRA case. They analyzed all the relevant information and the resulting settlement was great. He understood the issues that needed to be addressed, and was able to explain it to all involved. He proves the system can work for all. He is a great credit to the profession.
Jolan Jackson
Daniel J Broxup represented me in a FINRA case against a former financial advisor. I was very pleased with the settlement, and the fast and professional manner in which the case was handled.
Dan Budzinski
Dan thank you for your help and support. Dan was direct and straight forward and he was very efficient in the way he billed and the time he spent on my issue with a crypto currency exchange and the deep legality and technicality that had me lose a lot of money. He contacted the exchange, gave amazing advice and basically full out won and got them to admit there mistake. I was blown away by his professionalism and thankful for the time he invested to protect the assets I had worked so hard for.