Case Results & Testimonials

Mika Meyers, PLC regularly represents clients in litigation and arbitration proceedings against the big Wall Street brokerage firms and national banks. Sample case results are listed below.


  • $540,000 judgment for violations of Uniform Securities Act – July 2018
  • Recovery of $150,000 in case involving junk bonds – June 2018
  • $32 million settlement in fraudulent transfer case – March 2018
  • Significant recovery for 8 UDF REIT investors – March 2018
  • Favorable settlement of fraud case for 12 investors – Jan. 2018
  • FINRA panel award of $250,000 in concentration case – Dec. 2017
  • FINRA Arbitration award of $540,000 in suitability case Sep. 2017
  • Recovery of $430,000 in private placement suitability case – Aug. 2017
  • Recovery of $300,000 for retired judge in churning case – June 2017
  • Recovery of $800,000 for retired lawyer in suitability case – May 2016
  • $81 million judgment in Ponzi scheme case Sep. 2015
  • Recovery of $325,000 in suitability case  – July 2015
  • $635,000 federal court judgment in property fraud case – Sep. 2014
  • Recovery of $260,000 in selling away case – 2014
  • $1.14 million award in case involving complex investment
  • $100+ million judgment in commodity case


John Hollenbeck
Dan Broxup represented us in a FINRA case which took a year and a half and was very involved. We have never been involved with anything like this but Dan handled it very well, kept us informed, and continually explained the process in terms that were easily understood. Dan’s understanding of the process was excellent and his advice and recommendations to us were always appropriate. Dan communicated very well by phone, e-mail, and personal meetings. His knowledge of securities law was excellent. We were very comfortable with Dan and he did a great job of keeping our stress levels low in some very stressful situations while going thru Mediation and Arbitration.
Susan Woodhouse
Daniel Broxup was a lifesaver for my family. Brokers have no problems finding attorneys, but the general public has no one. Mr. Broxup and his team were wonderful helping me in the FINRA case. They analyzed all the relevant information and the resulting settlement was great. He understood the issues that needed to be addressed, and was able to explain it to all involved. He proves the system can work for all. He is a great credit to the profession.
Jolan Jackson
Daniel J Broxup represented me in a FINRA case against a former financial advisor. I was very pleased with the settlement, and the fast and professional manner in which the case was handled.