Investor Alert

Investor Alert – Mark Lamkin and LPL Financial

Investor Alert – Mark Lamkin and LPL Financial

Former LPL Financial agent Mark Lamkin of Louisville, Kentucky is involved in legal disputes with two customer who allege serious sales-practice violations. One customer alleges “excessive selling of annuities, misrepresenting or failing to disclose material facts, unsuitability of products and alteration of account profiles.”  The other customer alleges that Lamkin misrepresented certain features…

Investor Alert – Ryan Featherston, LPL Financial, and Edward Jones

Investor Alert – Ryan Featherston, LPL Financial, and Edward Jones

Stock broker Ryan Featherston of Tulsa, Oklahoma is involved in legal disputes with two customers, one who alleges “unauthorized trading and misrepresentation in connection with investments” and one who alleges “improper conduct . . . in connection with reliance on power of attorney and resulting investments.” Featherston was a registered agent of the…

Investor Alert – John Hoff Russell and Stifel Nicolaus & Co.

Investor Alert – John Hoff Russell and Stifel Nicolaus & Co.

Stock broker and investment advisor John Hoff Russell of Clayton, Missouri is involved in a legal dispute with a customer who alleges “breach of fiduciary duty, fraudulent misrepresentation, negligent misrepresentation, negligence and civil conspiracy.” The customer is seeking damages of $3 million. Russell has two prior customer disputes on his Brokercheck…