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Investor Alert

Investor Alert – Roger Owens and Cetera Advisors

Investor Alert – Roger Owens and Cetera Advisors

Stockbroker Roger Owens of Elkton, Maryland has been suspended from working in the securities brokerage industry by industry self-regulator FINRA after an investigation by the regulator led to findings that Owens had violated securities laws by recommending unapproved private securities transactions involving Woodbridge promissory notes. Lamont allegedly raised $1,170,000 for the Woodbridge Group of Companies and personally received $59,471…

Investor Alert – John Howley and Park Avenue Securities

Investor Alert – John Howley and Park Avenue Securities

John Howley of Rumson, New Jersey has been barred from working in the securities brokerage industry by industry self-regulator FINRA after he failed to cooperate with the regulator’s investigation into allegations that he violated securities regulations by recommending unauthorized private securities transactions to customers. Howley is currently involved in legal disputes with at least…