Earlier this year, financial advisor Ernest Julius Romer III (CRD# 2311741) was discharged from his employment with Corecap Investments after the firm determined that he failed to report outside business activity and violated firm policies relating to transactions with clients. This is the fourth time that Mr. Romer has left an employer following allegations of impropriety. Romer’s online Brokercheck report also reveals that he was previously suspended by securities regulators for recommending Inverse Floater CMOs to clients without fully understanding the features of the investments.
Corecap Investments (a/k/a and/or affiliated with Core Capital Investments, Cornerstone Financial, First Financial Group, USA, Paint Creek Advisors, Protective Wealth Management, Windsor Sheffield & Co.) is a financial advisory firm based in Southfield, Michigan.
If you were a customer of Mr. Romer and have suffered investment losses, Mika Meyers, PLC may be able to help you. If you wish to discuss your claim with an experienced attorney who specializes in this area, call Daniel J. Broxup at (616) 632 8059.