Experienced attorneys helping investors in Michigan and nationwide to recover investment losses.

Investor Alert: Jeffrey A. Hill and Dougherty & Company

Investor Alert: Jeffrey A. Hill and Dougherty & Company

Broker Jeffrey A. Hill, who was formerly registered with brokerage firms Wells Fargo Advisors and Dougherty & Company in Bemidji, Minnesota, has been suspended from the securities industry for 15 months following allegations that he exercised discretionary trading authority in customer accounts without the customers’ authorization in order to implement…

Investor Alert: John Brett Schmidhammer and Stifel, Nicolaus & Company

Investor Alert: John Brett Schmidhammer and Stifel, Nicolaus & Company

Jon Brett Schmidhammer (CRD#: 1548931), a former broker with Stifel, Nicolaus & Company, Incorporated has been permanently barred from the securities brokerage industry by the Financial Industry Regulatory Authority. According to his Brokercheck report, Mr. Schmidhammer resigned from his position with Stifel Nicolaus after he was arrested and confessed to…

Investor Alert: Aaron Parthemer and Wells Fargo Advisors

Investor Alert: Aaron Parthemer and Wells Fargo Advisors

Aaron Robert Parthemer (Ron Parthemer) (CRD#: 2546369), formerly of Wells Fargo Advisors (“WFA”) in Fort Lauderdale, Florida has been permanently barred from the securities brokerage industry for allegedly engaging in unauthorized private securities transactions with customers. In addition, his securities agent registration has been revoked by State regulators in New…

Investor Alert: Robert Estevez, Joseph Gunnar & Co., LLC, and Investors Capital Corp

Investor Alert: Robert Estevez, Joseph Gunnar & Co., LLC, and Investors Capital Corp

On October 17, 2016, securities broker Robert Estevez  was suspended by the Financial Industry Regulatory Authority (“FINRA”) for allegedly making unsuitable investment recommendations to his clients. Estevez has also been ordered to cease and desist securities activity in the States of New Hampshire. and Michigan. According to his online FINRA Brokercheck report, Estevez recommended unsuitable short-term…