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Investor Alert – Jason Dworak and UBS Financial Services

Investor Alert – Jason Dworak and UBS Financial Services

Stockbroker Jason Dworak of UBS Financial Services in Lincoln, Nebraska is involved in legal disputes with customers who allege that Dworak recommended an unsuitable options-overlay strategy, which UBS referred to as the “yield enhancement strategy.” The aggregate damages being sought by the customers exceeds $2 million. UBS’ “yield enhancement strategy” was sold to investors as a…

Investor Alert – Henry Goodman and UBS Financial Services

Investor Alert – Henry Goodman and UBS Financial Services

Stockbroker Henry Goodman of UBS Financial Services in New York, New York is involved in a legal dispute with a customer who alleges that Goodman recommended an unsuitable options-overlay strategy, which UBS referred to as the “yield enhancement strategy.” The customer is seeking damages of $6 million. UBS’ “yield enhancement strategy” was sold to investors…

Investor Alert – William Huthnance and UBS Financial Services

Investor Alert – William Huthnance and UBS Financial Services

Stockbroker William Huthnance of UBS Financial Services in Houston, Texas is involved in a legal dispute with a customer who alleges that Huthnance recommended an unsuitable options-overlay strategy, which UBS referred to as the “yield enhancement strategy.” The customer is seeking damages of $1 million. UBS’ “yield enhancement strategy” was sold to investors as a…

Investor Alert – Joseph Romanchik and UBS Financial Services

Investor Alert – Joseph Romanchik and UBS Financial Services

Stockbroker Joseph Romanchik of UBS Financial Services in Chattanooga, Tennessee is involved in a legal dispute with a customer who alleges that Romanchik recommended an unsuitable options-overlay strategy, which UBS referred to as the “yield enhancement strategy.” The customer is seeking $1 million in damages. UBS’s “yield enhancement strategy” was sold to investors as a…