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Investor Alert – Apostolos Pitsironis and Janney Montgomery Scott

Investor Alert – Apostolos Pitsironis and Janney Montgomery Scott

Apostolos Pitsironis of Melville, New York has been barred from working in the securities brokerage industry by industry self-regulator FINRA after the regulator discovered that Pitsironis had converted over $400,000 of customer funds by making unauthorized transfers of the funds into a bank account that he controlled. Pitsironis is also involved…

Investor Alert – Thomas Stappas and Summit Equities

Investor Alert – Thomas Stappas and Summit Equities

Thomas Stappas of New Jersey has been barred from working in the securities brokerage industry by industry self-regulator FINRA after he failed to cooperate with the regulator’s investigation into allegations that he violated industry regulations by recommending unauthorized private securities transactions to customers. Customers of Stappas who invested in the private securities transactions may…