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Investor Alert – David Ferwerda and Signator Investors

Investor Alert – David Ferwerda and Signator Investors

The Financial Industry Regulatory Authority (FINRA) recently barred David Ferwerda of Grand Rapids, Michigan from the securities brokerage industry after he refused to cooperate with the self regulator’s investigation into allegations that he sold unregistered securities issued by the Woodbridge Group of Companies. Ferwerda was fired from his position as a registered representative of Signator Investors…

Investor Alert – David Fageson, Newbridge Securities, and UBS Financial Services

Investor Alert – David Fageson, Newbridge Securities, and UBS Financial Services

Stock broker David Fageson of Boca Raton, Florida has been suspended by the Financial Industry Regulatory Authority after an investigation by the regulator led to findings that Fageson “engaged in quantitatively unsuitable trading in the accounts of three senior customers.” One of the customer’s accounts allegedly lost $283,314, while generating more than…