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Cetera Advisors

Investor Alert – Roger Owens and Cetera Advisors

Investor Alert – Roger Owens and Cetera Advisors

Stockbroker Roger Owens of Elkton, Maryland has been suspended from working in the securities brokerage industry by industry self-regulator FINRA after an investigation by the regulator led to findings that Owens had violated securities laws by recommending unapproved private securities transactions involving Woodbridge promissory notes. Lamont allegedly raised $1,170,000 for the Woodbridge Group of Companies and personally received $59,471…

Investor Alert – William McLellan, Cetera Advisors, LLC, and Newbridge Securities Corporation

Investor Alert – William McLellan, Cetera Advisors, LLC, and Newbridge Securities Corporation

Detroit securities attorneys Mika Meyers, PLC are interested in talking to current and former customers of stock broker William McLellan of Rochester, Michigan. According to his online Brokercheck report, McLellan is involved in a customer dispute relating to allegations that he recommended unsuitable investments to the customer. The customer, who is seeking $100,000…