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Financial advisor Luke Johnson of Scottsdale, Arizona is currently involved in legal disputes with at least three former customers who allege that Johnson recommended unsuitable investments. Since 2018, he has been involved in more than a dozen cases involving similar allegations that have settled. Many of the cases involved “alternative investments,” which include investments in Real Estate Investment…
Financial advisor Sam Aziz (Dublin, OH) has been suspended from the securities brokerage industry by industry self-regulator FINRA. At least eight customers have filed complaints alleging that Aziz made unsuitable investment recommendations to them and excessively traded their accounts. All of the cases have settled, with the aggregate settlement amount exceeding $3 million. Mr. Aziz has been associated…