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A group of investors represented by Mika Meyers, PLC have filed a complaint against Merrill Lynch alleging that Merrill Lynch advisor, Thomas Braley, unilaterally liquidated their safe, blue-chip investments and used the proceeds to concentrate their accounts in a handful of speculative energy- and industrial-sector stocks and Master Limited Partnerships.…
On January 6, 2017, the Financial Industry Regulatory Authority filed a Complaint against broker Kelly Clayton Althar, a former registered representative of Financial West Group (“FWG”). The Complaint alleges that between April 2011 and March 2014, Althar made unsuitable investment recommendations and engaged in excessive trading (often referred to as…
Mika Meyers has been retained by a retired investor from the Metro Detroit area whose broker steered her towards “junk” bonds issued by a speculative start-up company, without disclosing his direct financial interest in the company. The broker was a director and executive officer of the issuing company, Consulting Services Support Corporation, and according to documents filed with the…