Concentration

Investor Alert By Mika Meyers, PLC: FINRA Files Complaint Against Kelly Clayton Althar, Former Securities Agent of Financial West Group

Investor Alert By Mika Meyers, PLC: FINRA Files Complaint Against Kelly Clayton Althar, Former Securities Agent of Financial West Group

On January 6, 2017, the Financial Industry Regulatory Authority filed a Complaint against broker Kelly Clayton Althar, a former registered representative of Financial West Group (“FWG”). The Complaint alleges that between April 2011 and March 2014, Althar made unsuitable investment recommendations and engaged in excessive trading (often referred to as…

Michigan Investment Claims Attorneys, Mika Meyers, PLC, Investigating Suitability Claims Against CSSC Brokerage Services

Michigan Investment Claims Attorneys, Mika Meyers, PLC, Investigating Suitability Claims Against CSSC Brokerage Services

Mika Meyers has been retained by a retired investor from the Metro Detroit area whose broker steered her towards “junk” bonds issued by a speculative start-up company, without disclosing his direct financial interest in the company. The broker was a director and executive officer of the issuing company, Consulting Services Support Corporation, and according to documents filed with the…