Financial West Group

Investor Alert By Mika Meyers, PLC: FINRA Files Complaint Against Kelly Clayton Althar, Former Securities Agent of Financial West Group

Investor Alert By Mika Meyers, PLC: FINRA Files Complaint Against Kelly Clayton Althar, Former Securities Agent of Financial West Group

On January 6, 2017, the Financial Industry Regulatory Authority filed a Complaint against broker Kelly Clayton Althar, a former registered representative of Financial West Group (“FWG”). The Complaint alleges that between April 2011 and March 2014, Althar made unsuitable investment recommendations and engaged in excessive trading (often referred to as…