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Mika Meyers PLC has initiated FINRA arbitration proceedings against Regal Securities, Inc. (CRD #7297, Glenview, Illinois) on behalf of a group of investors who suffered millions in losses as a result of holding long-term positions in non-traditional ETFs. The investors allege that Regal’s recommendation of leveraged and inverse leveraged ETFs as…
According to his Brokercheck report, Jack B. McBride (CRD#2517946) of Birmingham, Michigan has been involved in 3 customer disputes in recent years, including two that were reported in 2015. McBride is currently a registered representative of Wunderlich Securities, Inc.; however, the recent customer disputes appear to relate to investment recommendations that McBride made while registered with Ameriprise…