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In the past six months, at least two customers of financial advisor Jeffrey Eglow of Boca Raton, Florida have filed complaints alleging that Eglow gave them negligent investment advice. They have also alleged that Eglow breached his fiduciary duties. Eglow is currently associated with the brokerage firm Newbridge Securities Corp. He was previously associated with…
Since 2020, at least six customers of financial advisor Dustin Shafer of Springfield, Illinois have filed complaints alleging sales practice violations. According to FINRA Brokercheck, the allegations against Shafer include that he sold unsuitable investments and that he misrepresented and omitted material information when discussing investments with customers. Five of the cases against Shafer have settled. Shafer was most recently…
Former financial advisor Mitchell Biernick of New York has been barred from the securities brokerage industry by self regulator FINRA for refusing to appear for on-the-record testimony requested by FINRA in connection with an investigation into allegations that Biernick made unsuitable investment recommendations to clients. According to his Brokercheck report,…
Stock broker Scott Brooks of San Clemente, California has been sued by a customer who alleges “negligence, misrepresentation, breach of contract, breach of fiduciary duty.” Brooks was previously involved in a customer dispute that resulted in a damage award of $523,300. Mr. Brooks has been registered with Newbridge Securities Corporation since…