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Investor Claims Attorneys Investigate Financial Advisor Lynn Faust

Investor Claims Attorneys Investigate Financial Advisor Lynn Faust

Financial advisor Lynn Faust of Greenville, South Carolina, has been sanctioned by the Financial Industry Regulatory Authority following an investigation into allegations┬áthat she recommended an unsuitable pattern of short-term trading of Unit Investment Trusts in customer accounts. The self regulator found that Faust recommended that customers sell UITs short of…

Investment Malpractice Attorneys Investigate Financial Adviser Brian Visconti

Investment Malpractice Attorneys Investigate Financial Adviser Brian Visconti

Financial advisor Brian Visconti, recently of Tampa, Florida, was recently involved in a legal dispute with a customer who alleged that Visconti made unsuitable investment recommendations. According to FINRA’s Brokercheck website, the customer alleged that Visconti “improperly recommended investing in only a handful of technology sector equities.” The case settled…