Wells Fargo Advisors

Investor Alert – J. Bradford Leonard and Wells Fargo Advisors

Investor Alert – J. Bradford Leonard and Wells Fargo Advisors

Investor attorneys at Mika Meyers, PLC are currently investigating former stock broker J. Bradford Leonard of Dayton, Ohio, who is currently involved in a customer dispute involving allegations that he made unsuitable investment recommendations which resulted in the customer’s account being unduly concentrated in energy-sector investments. Leonard has previously been involved in five customer…

Investor Alert – John Dettelbach and Wells Fargo Advisors

Investor Alert – John Dettelbach and Wells Fargo Advisors

Stock broker John Dettelbach of Pepper Pike, Ohio was terminated from his position with Wells Fargo Advisors in 2016 following the firm’s determination that Dettelbach had engaged in unauthorized trading in multiple customer accounts. According to FINRA’s Brokercheck website, Dettelbach has been involved in four customer disputes involving allegations of unauthorized trading,…

Claims Against John William Hoekman and Wells Fargo Advisors? Call Investor Claims Attorney Daniel J. Broxup of Mika Meyers, PLC for a Free, No-Obligation Consultation

Claims Against John William Hoekman and Wells Fargo Advisors? Call Investor Claims Attorney Daniel J. Broxup of Mika Meyers, PLC for a Free, No-Obligation Consultation

On July 3, 2016, John William Hoekman, a former senior vice president of investments for Wells Fargo Advisors in the Greater New York area, was permanently barred from the securities brokerage industry following allegations that he participated in undisclosed and unauthorized outside business activities and private securities transactions.  According to statements published by…

Investor Alert: Aaron Parthemer and Wells Fargo Advisors

Investor Alert: Aaron Parthemer and Wells Fargo Advisors

Aaron Robert Parthemer (Ron Parthemer) (CRD#: 2546369), formerly of Wells Fargo Advisors (“WFA”) in Fort Lauderdale, Florida has been permanently barred from the securities brokerage industry for allegedly engaging in unauthorized private securities transactions with customers. In addition, his securities agent registration has been revoked by State regulators in New…