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About Daniel

Daniel J. Broxup, JD, CFA is a leading securities arbitration and litigation attorney who represents investors nationwide.

Dan has been selected as one of the “Best Lawyers in America©” by U.S. News and World Report, and is top rated in the area of securities litigation by Thomson Reuter’s “Super Lawyers©” rating service. The Best Lawyers publication identifies itself as the oldest and most respected peer-review publication in the legal profession. Being selected as a Best Lawyer reflects not only legal expertise, but also ethics and professionalism of the highest caliber. Super Lawyers is a rating service of outstanding lawyers from more than 70 practice areas who have attained a high-degree of peer recognition and professional achievement. The Super Lawyers selection process includes independent research, peer nominations, and peer evaluations.

Dan is a former Director of Michigan State University’s Investor Advocacy Clinic, and has earned the CFA charter issued by the Chartered Financial Analyst Institute.

The CFA charter is widely considered to be the most prestigious qualification in the investment management profession, and is often referred to as the “gold standard” within the investment industry.

Dan is a member of the Public Investors Advocate Bar Association and regularly speaks and writes about legal issues affecting investors. He has presented at seminars such as the Midwest Securities Law Conference and has been quoted and interviewed by numerous media outlets regarding topics such as Ponzi schemes, securities-backed lending, and real estate scams. Dan has also served as Amicus-Curiae counsel for the North American Securities Administrators Association.

Client Testimonials

John Hollenbeck

Dan Broxup represented us in a FINRA case which took a year and a half and was very involved. We have never been involved with anything like this but Dan handled it very well, kept us informed, and continually explained the process in terms that were easily understood. Dan’s understanding of the process was excellent and his advice and recommendations to us were always appropriate. Dan communicated very well by phone, e-mail, and personal meetings. His knowledge of securities law was excellent. We were very comfortable with Dan and he did a great job of keeping our stress levels low in some very stressful situations while going thru Mediation and Arbitration.

Susan Woodhouse

Daniel Broxup was a lifesaver for my family. Brokers have no problems finding attorneys, but the general public has no one. Mr. Broxup and his team were wonderful helping me in the FINRA case. They analyzed all the relevant information and the resulting settlement was great. He understood the issues that needed to be addressed, and was able to explain it to all involved. He proves the system can work for all. He is a great credit to the profession.

Jolan Jackson

Daniel J Broxup represented me in a FINRA case against a former financial advisor. I was very pleased with the settlement, and the fast and professional manner in which the case was handled.

Dan Budzinski

Dan thank you for your help and support. Dan was direct and straight forward and he was very efficient in the way he billed and the time he spent on my issue with a crypto currency exchange and the deep legality and technicality that had me lose a lot of money. He contacted the exchange, gave amazing advice and basically full out won and got them to admit there mistake. I was blown away by his professionalism and thankful for the time he invested to protect the assets I had worked so hard for.